Procedural Safeguards
- Independent brokerage & clearing services through Charles Schwab & Co.
- Independent individual transaction confirmations e-mailed directly to client from Schwab.
- Clients have full access to their segregated account at Charles Schwab & can view their investments at all times through Schwab's website and their secure login.
- Independent periodic account statements are provided to clients directly from Schwab and available online at any time.
- We do not have the ability to move cash in or out of client's account.
- Clients have ultimate control - can independently close account or terminate relationship with Friedenthal Financial at any time by contacting Schwab directly.
- Protection provided by Schwab's SIPC insurance and supplemental insurance, within limits of the policies.