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Investment Manager Comparison

We are often asked how Friedenthal Financial's business model (Money Manager) differs structurally from other common financial services structures. Here is a quick reference guide:

  Typical Fee Structure Security Types Incentives Liquidity Transparency
Friedenthal Financial Quarterly fee based on assets under management Liquid, transparent Exchange Traded Funds (ETFs) Increase wealth given your risk tolerance Can liquidate at any time Ability to know exactly what you own at all times
Retail Brokers Commission based Individual securities Frequent trades Varying liquidity Varying transparency
Hedge Funds 2% fixed and 20% on gains Complex securities Reward for excessive risk risk Lock-up periods; varying liquidity Limited (Commingled accounts)
Financial Advisor
(Using Mutual Funds)
Paid by Mutual Funds Mutual Funds Select funds that pay advisor well - Find more clients Only redeemable at end of trading day Varying transparency
Fee Based Investment Advisor % of assets (Sometimes also paid by Mutual Funds) Varies Find more clients (Limited investment management) Varies Varying transparency
Yourself Your time Limited to your knowledge base Increase wealth given your risk tolerance Depends on security selection Depends on security selection

The information above represents common characteristics of investment managers. However, there are no warranties, expressed or implied, as to the accuracy or completeness of this publication. Friedenthal Financial, LLC is registered as an investment adviser in New Jersey. The investment adviser may transact business only in such additional states in which it may become registered with the appropriate securities regulators, or in which it is excluded or exempted from registration. This publication is neither a solicitation for business nor an offer to sell investment advisory services except in those states where Friedenthal financial LLC is so registered or exempt from registration.

Friedenthal Financial
1000 Main Street, Suite 202
Voorhees, NJ
Call Us: (856)-210-6494
Fax: (856)-210-1565
Email Us: info@friedenthalfinancial.com

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